Total Return Securities Fund (SWZ) — Insider Trading
Insider trading activity for Total Return Securities Fund sourced from SEC EDGAR Form 4 filings.
Overview
- Total insider trades: 41
- Last trade date: Oct 13, 2026
- Ticker: SWZ
Top Insiders
- Dakos Andrew (President and CEO) — 25 trades, buy: $500K, sell: $0
- GOLDSTEIN PHILLIP (Secretary) — 4 trades, buy: $124K, sell: $0
- SELL MORITZ A — 9 trades, buy: $72K, sell: $0
- Das Rajeev P (Secretary) — 2 trades, buy: $18K, sell: $0
- SELL MORITZ A (Director) — 1 trades, buy: $18K, sell: $0
Recent Trades
| Date | Insider | Ticker / Company |
Type | Shares | Value |
| Oct 8, 2026 |
GOLDSTEIN PHILLIP |
SWZ Total Return Securities Fund |
BUY |
5,000 |
$29K |
| Oct 1, 2026 |
GOLDSTEIN PHILLIP |
SWZ Total Return Securities Fund |
OTHER |
15 |
$86 |
| Sep 28, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
2,000 |
$12K |
| Sep 28, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
9,000 |
$52K |
| Sep 28, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
1,000 |
$6K |
| Sep 25, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
2,351 |
$14K |
| Sep 25, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
7,649 |
$44K |
| Aug 31, 2026 |
SELL MORITZ A |
SSWZ SSWZ |
BUY |
3,000 |
$18K |
| Aug 24, 2026 |
Das Rajeev P |
SSWZ SSWZ |
BUY |
1,366 |
$8K |
| Aug 21, 2026 |
Das Rajeev P |
SSWZ SSWZ |
BUY |
1,700 |
$10K |
| Jul 6, 2026 |
GOLDSTEIN PHILLIP |
SWZ Total Return Securities Fund |
BUY |
5,980 |
$36K |
| Jul 2, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
4,767 |
$28K |
| Jul 2, 2026 |
Dakos Andrew |
SWZ Total Return Securities Fund |
BUY |
233 |
$1K |
| Jun 29, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
2,000 |
$12K |
| Jun 26, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
2,091 |
$12K |
| Jun 18, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
1,853 |
$11K |
| Jun 17, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
147 |
$869 |
| Jun 16, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
2,000 |
$12K |
| Jun 15, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
155 |
$922 |
| May 29, 2026 |
SELL MORITZ A |
SWZ Total Return Securities Fund |
BUY |
1,000 |
$6K |
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